Pan-Asia Catalysts/Events, Quiddity Advisors

Travis Lundy

HK Type 4 license through Ballingal Investment Advisors Ltd. ("BIA" or "BIAL")

BACKGROUND
I have 20+yrs experience in Asia doing alternative strategies (i.e. non-delta1 non long-only) in fixed income, equity derivatives, and activist/catalyst/event-driven and long-short equity strategies with most of that time spent managing money. 

4 years in fixed income macro, 8 years running internal hedge fund and 4yrs investment banking at Citi in Japan, 3 years running an Asia multi-strat portfolio at a hedge fund, 4+yrs as an independent special situations analyst.

Pan-Asia Catalysts/Events

Quiddity Advisors

Event-Driven

<a href="https://www.smartkarma.com/entities/12704" target="_blank" data-smartkarma-citation="entities:12704:1">Shibaura Electronics Co Ltd (6957 JP)</a> today <a href="https://www.shibaura-e.co.jp/documents/pdf/ir/library/press/press_20170817.pdf" target="_blank">announced</a> a tachiaigai bunbai for 100,000 shares to be implemented on a date between August 24th and August 29th. The maximum quantity that shareholders will be able to buy is 1,000 shares apiece (minimum trading lot is 100 shares). This event will likely increase the number of shareholders by about 100. This is interesting but it would not deliver Shibaura Electronics to a shareholder count which would clear the TSE1 transfer requirements. …

Shibaura Electronics Co Ltd (6957 JP) today announced a tachiaigai bunbai for 100,000 shares to be implemented on a date between August 24th and August 29th. The maximum quantity that shareholders will be able to buy is 1,000 shares apiece (minimum trading lot is 100 shares). This event will likely increase the number of shareholders by about 100. This is interesting but it would not deliver Shibaura Electronics to a shareholder count which would clear the TSE1 transfer requirements. …

Shibaura Electronics - Tachiaigai Bunbai To Lead To TOPIX Inclusion?