Pan-Asia Catalysts/Events, Quiddity Advisors

Travis Lundy

HK Type 4 license through Ballingal Investment Advisors Ltd. ("BIA" or "BIAL")

BACKGROUND
I have 20+yrs experience in Asia doing alternative strategies (i.e. non-delta1 non long-only) in fixed income, equity derivatives, and activist/catalyst/event-driven and long-short equity strategies with most of that time spent managing money. 

4 years in fixed income macro, 8 years running internal hedge fund and 4yrs investment banking at Citi in Japan, 3 years running an Asia multi-strat portfolio at a hedge fund, 4+yrs as an independent special situations analyst.

Pan-Asia Catalysts/Events

JSR (4185) - Reporters Reportedly Report Conditions Such That JIC Deal Could Come Soon

Shinko Electric (6967) - Break/Gap Risk Is Considerably Changed Now

JSR (4185) - Possible Trouble in Arb Land as SUNY/CNSE Files Suit Against JSR Sub Inpria

JSR (4185) - Deal Approval Unexpectedly Delayed, As Expected

JSR (4185) - Very Juicy Arb Return At Expected Timeline

Shinko Electric (6967) Takeover:  Changing Break/Gap Risk as Comps Gain

Quiddity Advisors

Event-Driven

<ul>
<li>12 days ago, <a href="https://www.smartkarma.com/entities/jsr-corp" target="_blank" data-smartkarma-citation="entities:17620:1" rel="noopener">JSR Corp (4185 JP)</a> announced that former research collaboration partner Research Foundation of the State University of New York had sued in an intellectual property ownership dispute.</li>
<li>I wrote about it <a href="https://www.smartkarma.com/insights/jsr-4185-possible-trouble-in-arb-land-as-suny-cnse-files-suit-against-jsr-sub-inpria" target="_blank" rel="noopener">here</a> to the extent I could. Since then, more information has become available, or available to me.  Some details on the case. Some on lawyers. </li>
<li>Since then JSR has reported earnings with unchanged forecast, and major pure play comp <a href="https://www.smartkarma.com/entities/tokyo-ohka-kogyo-co-ltd" target="_blank" data-smartkarma-citation="entities:4681:1" rel="noopener">Tokyo Ohka Kogyo (4186 JP)</a> today reported earnings; the stock popped 10+% to an all-time high.</li>
</ul>


12 days ago, JSR Corp (4185 JP) announced that former research collaboration partner Research Foundation of the State University of New York had sued in an intellectual property ownership dispute.
I wrote about it here to the extent I could. Since then, more information has become available, or available to me.  Some details on the case. Some on lawyers. 
Since then JSR has reported earnings with unchanged forecast, and major pure play comp Tokyo Ohka Kogyo (4186 JP) today reported earnings; the stock popped 10+% to an all-time high.


JSR (4185) - Updated Information in SUNY Lawsuit, and Other Developments