Pan-Asia Catalysts/Events, Quiddity Advisors

Travis Lundy

HK Type 4 license through Ballingal Investment Advisors Ltd. ("BIA" or "BIAL")

BACKGROUND
I have 20+yrs experience in Asia doing alternative strategies (i.e. non-delta1 non long-only) in fixed income, equity derivatives, and activist/catalyst/event-driven and long-short equity strategies with most of that time spent managing money. 

4 years in fixed income macro, 8 years running internal hedge fund and 4yrs investment banking at Citi in Japan, 3 years running an Asia multi-strat portfolio at a hedge fund, 4+yrs as an independent special situations analyst.

Pan-Asia Catalysts/Events

Clarifying the Bilibili (9626 HK) Rule on Southbound Eligibility

Hang Seng Tech Rebalance - No Name Changes But Lots of Flow

CSRC and PCAOB "Agree" On Audit Terms - Now PCAOB Will Try To Prove a Negative

Quiddity Advisors

Event-Driven

<ul>
<li>The Hang Seng Tech Index Review was announced on Friday after the close. There are no name changes but there is decent flow. 3% one-way turnover.</li>
<li>There are five capping changes and one very large share count change making things interesting.</li>
<li>All told, this is less impactful than it was last time, and less impactful than the other index rebalances announced. </li>
</ul>


The Hang Seng Tech Index Review was announced on Friday after the close. There are no name changes but there is decent flow. 3% one-way turnover.
There are five capping changes and one very large share count change making things interesting.
All told, this is less impactful than it was last time, and less impactful than the other index rebalances announced. 


Semiconductor Manufacturing International Corp (SMIC) (981 HK)

Semiconductor Manufacturing International Corp (SMIC)

Hang Seng Tech Rebalance Dec 2022 - No Name Changes, Decent Flow