Pan-Asia Catalysts/Events, Quiddity Advisors

Travis Lundy

HK Type 4 license through Ballingal Investment Advisors Ltd. ("BIA" or "BIAL")

BACKGROUND
I have 20+yrs experience in Asia doing alternative strategies (i.e. non-delta1 non long-only) in fixed income, equity derivatives, and activist/catalyst/event-driven and long-short equity strategies with most of that time spent managing money. 

4 years in fixed income macro, 8 years running internal hedge fund and 4yrs investment banking at Citi in Japan, 3 years running an Asia multi-strat portfolio at a hedge fund, 4+yrs as an independent special situations analyst.

Pan-Asia Catalysts/Events

Quiddity Advisors

Equity Bottom-Up

<p>At the end of May, small cap (US$90mm) plastic packaging maker <a href="https://www.smartkarma.com/entities/11761" target="_blank" data-smartkarma-citation="entities:11761:1">Takemoto Yohki Co Ltd (4248 JP)</a> (they make the little plastic and acrylic bottles that cosmetics, vitamins, shampoo, etc come in) announced it would move from TSE2 to TSE1 as of June 19th 2017. At the same time the company announced an equity offering designed to raise capital to invest in their Indian subsidiary (Takemoto Yohki India Private Ltd), increase liquidity, and allow Mr. Takemoto to sell a few shares. </p><p>The stock fell off…</p>

At the end of May, small cap (US$90mm) plastic packaging maker Takemoto Yohki Co Ltd (4248 JP) (they make the little plastic and acrylic bottles that cosmetics, vitamins, shampoo, etc come in) announced it would move from TSE2 to TSE1 as of June 19th 2017. At the same time the company announced an equity offering designed to raise capital to invest in their Indian subsidiary (Takemoto Yohki India Private Ltd), increase liquidity, and allow Mr. Takemoto to sell a few shares. The stock fell off…

Takemoto Yohki (4248 JP): Small Cap Offering, TSE1 Move, TOPIX Inclusion, Cheap Co Worth A Look