Pan-Asia Catalysts/Events, Quiddity Advisors

Travis Lundy

HK Type 4 license through Ballingal Investment Advisors Ltd. ("BIA" or "BIAL")

BACKGROUND
I have 20+yrs experience in Asia doing alternative strategies (i.e. non-delta1 non long-only) in fixed income, equity derivatives, and activist/catalyst/event-driven and long-short equity strategies with most of that time spent managing money. 

4 years in fixed income macro, 8 years running internal hedge fund and 4yrs investment banking at Citi in Japan, 3 years running an Asia multi-strat portfolio at a hedge fund, 4+yrs as an independent special situations analyst.

Pan-Asia Catalysts/Events

Synchro Foods (3963 JP) TOPIX Inclusion Event

Quiddity Advisors

Event-Driven

<p>On April 4th, <a href="https://www.smartkarma.com/entities/24083" target="_blank" data-smartkarma-citation="entities:24083:1">Synchro Food Ltd (3963 JP)</a><a href="http://contents.xj-storage.jp/xcontents/AS03906/19a0b6b3/4bef/478f/a9ed/1fccd1438cef/140120170404434612.pdf" target="_blank">announced</a> that at some point between the 11th and the 14th this month, it would conduct a <em>Tachiaigai Bunbai</em> offer. On Monday after the close it <a href="http://contents.xj-storage.jp/xcontents/AS03906/b32d1ae3/4cdb/4dbb/b091/32d131bbb121/140120170410438669.pdf" target="_blank">announced</a> it would do so Tuesday morning the 11th, offering 435,000 shares at 1,177 yen/share, a 3% discount to the close. </p><div class="content-remarks"><p><em>SMALL CAP WARNING:  Synchro Foods has a market cap just under US$100mm as of Monday's close. This insight describes the situation of its Tachiaigai Bunbai Offering and the company's intentions.</em>…</p></div>

On April 4th, Synchro Food Ltd (3963 JP)announced that at some point between the 11th and the 14th this month, it would conduct a Tachiaigai Bunbai offer. On Monday after the close it announced it would do so Tuesday morning the 11th, offering 435,000 shares at 1,177 yen/share, a 3% discount to the close. SMALL CAP WARNING:  Synchro Foods has a market cap just under US$100mm as of Monday's close. This insight describes the situation of its Tachiaigai Bunbai Offering and the company's intentions.…

Synchro Foods (3963) - Small Cap Aims for the Big Top, But Not Til Later.