Pan-Asia Catalysts/Events, Quiddity Advisors

Travis Lundy

HK Type 4 license through Ballingal Investment Advisors Ltd. ("BIA" or "BIAL")

BACKGROUND
I have 20+yrs experience in Asia doing alternative strategies (i.e. non-delta1 non long-only) in fixed income, equity derivatives, and activist/catalyst/event-driven and long-short equity strategies with most of that time spent managing money. 

4 years in fixed income macro, 8 years running internal hedge fund and 4yrs investment banking at Citi in Japan, 3 years running an Asia multi-strat portfolio at a hedge fund, 4+yrs as an independent special situations analyst.

Pan-Asia Catalysts/Events

Quiddity Advisors

Event-Driven

SMALLCAP TOPIX INCLUSION EVENTAt the end of last month, Japanese boutique M&amp;A and small-mid-market corporate financial advisory company <a href="https://www.smartkarma.com/entities/24036" target="_blank" data-smartkarma-citation="entities:24036:1">Strike (6196 JP)</a>, moved from a TSE MOTHERS listing to the TSE1. The company <a href="http://contents.xj-storage.jp/xcontents/AS02989/75b47407/aff3/4baa/98b6/886a222bec2e/140120170529487788.pdf" target="_blank">announced</a> the move to either TSE2 or TSE1 on June 2nd, announced a share offering of 156k shares and a secondary offering plus greenshoe of another 850k+ shares the same day, essentially assuring the company's ascension to TSE1.This event triggers inclusion into the TOPIX Index…

SMALLCAP TOPIX INCLUSION EVENTAt the end of last month, Japanese boutique M&amp;A and small-mid-market corporate financial advisory company Strike (6196 JP), moved from a TSE MOTHERS listing to the TSE1. The company announced the move to either TSE2 or TSE1 on June 2nd, announced a share offering of 156k shares and a secondary offering plus greenshoe of another 850k+ shares the same day, essentially assuring the company's ascension to TSE1.This event triggers inclusion into the TOPIX Index…

Strike (6196) TSE1 Promotion & TOPIX Inclusion July 28th