Pan-Asia Catalysts/Events, Quiddity Advisors

Travis Lundy

HK Type 4 license through Ballingal Investment Advisors Ltd. ("BIA" or "BIAL")

BACKGROUND
I have 20+yrs experience in Asia doing alternative strategies (i.e. non-delta1 non long-only) in fixed income, equity derivatives, and activist/catalyst/event-driven and long-short equity strategies with most of that time spent managing money. 

4 years in fixed income macro, 8 years running internal hedge fund and 4yrs investment banking at Citi in Japan, 3 years running an Asia multi-strat portfolio at a hedge fund, 4+yrs as an independent special situations analyst.

Pan-Asia Catalysts/Events

Quiddity Advisors

Event-Driven

<p>IT security company <a href="https://www.smartkarma.com/entities/2090" target="_blank" data-smartkarma-citation="entities:2090:1">Soliton Systems Kk (3040 JP)</a>, a developer of Video-On-Demand services and installations for hotels and other IT security-related systems, received notice from the TSE on November 6th (when the stock closed at ¥1213/share), that its application for reassignment from TSE2 to TSE1 was accepted. This came a year after the company moved from JASDAQ to TSE2 - the earliest possible timing to enter the TSE1 from JASDAQ via TSE2. The company and TSE announced that the stock would…</p>

IT security company Soliton Systems Kk (3040 JP), a developer of Video-On-Demand services and installations for hotels and other IT security-related systems, received notice from the TSE on November 6th (when the stock closed at ¥1213/share), that its application for reassignment from TSE2 to TSE1 was accepted. This came a year after the company moved from JASDAQ to TSE2 - the earliest possible timing to enter the TSE1 from JASDAQ via TSE2. The company and TSE announced that the stock would…

Soliton Systems (3040) TOPIX Inclusion Trade Flying, Offering Launched