Pan-Asia Catalysts/Events, Quiddity Advisors

Travis Lundy

HK Type 4 license through Ballingal Investment Advisors Ltd. ("BIA" or "BIAL")

BACKGROUND
I have 20+yrs experience in Asia doing alternative strategies (i.e. non-delta1 non long-only) in fixed income, equity derivatives, and activist/catalyst/event-driven and long-short equity strategies with most of that time spent managing money. 

4 years in fixed income macro, 8 years running internal hedge fund and 4yrs investment banking at Citi in Japan, 3 years running an Asia multi-strat portfolio at a hedge fund, 4+yrs as an independent special situations analyst.

Pan-Asia Catalysts/Events

Quiddity Advisors

Event-Driven

Sogo Medical Holdings Co Ltd / Event-Driven

Drugstore firm <a href="https://www.smartkarma.com/entities/sogo-medical-holdings-co-ltd" target="_blank" data-smartkarma-citation="entities:28840:1" rel="noopener">Sogo Medical Holdings Co Ltd (9277 JP)</a> today announced that it planned a Management BuyOut ("MBO") in partnership with PSM Holdings, a vehicle of well-known private equity firm Polaris.
In fact, it is a "Management BuyOut" because the buyer is a PE fund and existing management is staying. He's going to tender his 0.23% and own 0.1% of the new company's shares in order to "take responsibility for growing corporate value after the tender."
This is mostly locked up.

Drugstore firm Sogo Medical Holdings Co Ltd (9277 JP) today announced that it planned a Management BuyOut ("MBO") in partnership with PSM Holdings, a vehicle of well-known private equity firm Polaris.
In fact, it is a "Management BuyOut" because the buyer is a PE fund and existing management is staying. He's going to tender his 0.23% and own 0.1% of the new company's shares in order to "take responsibility for growing corporate value after the tender."
This is mostly locked up. 

Sogo Medical Holdings Co Ltd

Sogo Medical (9277) Tender Offer