Pan-Asia Catalysts/Events, Quiddity Advisors

Travis Lundy

HK Type 4 license through Ballingal Investment Advisors Ltd. ("BIA" or "BIAL")

BACKGROUND
I have 20+yrs experience in Asia doing alternative strategies (i.e. non-delta1 non long-only) in fixed income, equity derivatives, and activist/catalyst/event-driven and long-short equity strategies with most of that time spent managing money. 

4 years in fixed income macro, 8 years running internal hedge fund and 4yrs investment banking at Citi in Japan, 3 years running an Asia multi-strat portfolio at a hedge fund, 4+yrs as an independent special situations analyst.

Pan-Asia Catalysts/Events

Quiddity Advisors

Event-Driven

<p>On January 11th, <a href="https://www.smartkarma.com/entities/26566" target="_blank" data-smartkarma-citation="entities:26566:1">NEOJAPAN Inc (3921 JP)</a>, <a href="http://contents.xj-storage.jp/xcontents/AS97261/c9a422c4/9bd6/47f8/a0bc/f59869e11ddf/140120180110448608.pdf" target="_blank">announced</a> that it had been approved to switch its listing venue from the TSE MOTHERS exchange (listed 27 November 2015) to the First Section of the TSE as of January 18th.</p><div><table class="table table-striped"><tbody><tr><td>
<h2><em>Like most TOPIX Inclusion situations, this is a smallcap (¥20bn mkt cap) event situation. </em></h2>
<h2>
<em>If it does not suit, look away now (it's not worth your time).</em> </h2>
</td></tr></tbody></table></div><p><a href="https://www.smartkarma.com/entities/26566" target="_blank" data-smartkarma-citation="entities:26566:1">NEOJAPAN Inc (3921 JP)</a> is a software company which makes internet application software for businesses and projects. It is not a big…</p>

On January 11th, NEOJAPAN Inc (3921 JP), announced that it had been approved to switch its listing venue from the TSE MOTHERS exchange (listed 27 November 2015) to the First Section of the TSE as of January 18th.
Like most TOPIX Inclusion situations, this is a smallcap (¥20bn mkt cap) event situation. 

If it does not suit, look away now (it's not worth your time). 
NEOJAPAN Inc (3921 JP) is a software company which makes internet application software for businesses and projects. It is not a big…

NEOJAPAN: TSE1 Promotion & TOPIX Inclusion