Pan-Asia Catalysts/Events, Quiddity Advisors

Travis Lundy

HK Type 4 license through Ballingal Investment Advisors Ltd. ("BIA" or "BIAL")

BACKGROUND
I have 20+yrs experience in Asia doing alternative strategies (i.e. non-delta1 non long-only) in fixed income, equity derivatives, and activist/catalyst/event-driven and long-short equity strategies with most of that time spent managing money. 

4 years in fixed income macro, 8 years running internal hedge fund and 4yrs investment banking at Citi in Japan, 3 years running an Asia multi-strat portfolio at a hedge fund, 4+yrs as an independent special situations analyst.

Pan-Asia Catalysts/Events

Quiddity Advisors

Event-Driven

<p>Smartphone app developer <a href="https://www.smartkarma.com/entities/26069" target="_blank" data-smartkarma-citation="entities:26069:1">Mynet Inc (3928 JP)</a>, received notice from the TSE on November 24th (when the stock closed at ¥1,674/share), that its application for reassignment from TSE Mothers to TSE1 was accepted. The company and TSE <a href="https://mynet.co.jp/news/2017/11/24/firstsection_tse/" target="_blank">announced</a> that the stock would enter the TSE First Section on December 1st.</p><p>This event triggers inclusion into the TOPIX Index. According to the TOPIX Index Methodology (described on p7 of the <a href="http://www.jpx.co.jp/english/markets/indices/topix/tvdivq00000030ne-att/e_cal_3_topix.pdf" target="_blank">TOPIX Index Guidebook</a>), inclusion will be on the last business day on the…</p>

Smartphone app developer Mynet Inc (3928 JP), received notice from the TSE on November 24th (when the stock closed at ¥1,674/share), that its application for reassignment from TSE Mothers to TSE1 was accepted. The company and TSE announced that the stock would enter the TSE First Section on December 1st.This event triggers inclusion into the TOPIX Index. According to the TOPIX Index Methodology (described on p7 of the TOPIX Index Guidebook), inclusion will be on the last business day on the…

Mynet (3928) TSE1 Promotion & TOPIX Inclusion