Pan-Asia Catalysts/Events, Quiddity Advisors

Travis Lundy

HK Type 4 license through Ballingal Investment Advisors Ltd. ("BIA" or "BIAL")

BACKGROUND
I have 20+yrs experience in Asia doing alternative strategies (i.e. non-delta1 non long-only) in fixed income, equity derivatives, and activist/catalyst/event-driven and long-short equity strategies with most of that time spent managing money. 

4 years in fixed income macro, 8 years running internal hedge fund and 4yrs investment banking at Citi in Japan, 3 years running an Asia multi-strat portfolio at a hedge fund, 4+yrs as an independent special situations analyst.

Pan-Asia Catalysts/Events

Kansai Super (9919) Merger OKed. OK Tender Going Nowhere. OK Going Home.

Kansai Food Market (9919) Minorities Get Squeezed into H2O Retailing (8242)

Shocking Shenanigans at the Kansai Super EGM and OK Says Chotto Mattaaaa!!!

OK Store Reiterates Intention to Launch Kansai Super TOB But There Is Invisible Post-Merger Risk

The Kobe District Court Decides To Halt the Kansai Super Merger - Kansai Super Will Appeal

Quiddity Advisors

Event-Driven

<ul>
<li>There were shenanigans at the <a href="https://www.smartkarma.com/entities/kansai-super-market-ltd" target="_blank" data-smartkarma-citation="entities:15519:1" rel="noopener">Kansai Super Market (9919 JP)</a> EGM to approve the merger with H2O subs as a vote was marked differently after the close of voting.</li>
<li>The Osaka District Court granted an injunction saying there was a <em>"violation of laws and regulations or significant injustice in the method of resolution." </em>In appeal the judgment was upheld.</li>
<li>Kansai Super filed a conservation appeal with the Osaka High Court, which today overturned the District Court's injunction. </li>
</ul>


There were shenanigans at the Kansai Super Market (9919 JP) EGM to approve the merger with H2O subs as a vote was marked differently after the close of voting.
The Osaka District Court granted an injunction saying there was a "violation of laws and regulations or significant injustice in the method of resolution." In appeal the judgment was upheld.
Kansai Super filed a conservation appeal with the Osaka High Court, which today overturned the District Court's injunction. 


Kansai Super (9919): Osaka High Court Overturns District Court Injunction