Pan-Asia Catalysts/Events, Quiddity Advisors

Travis Lundy

HK Type 4 license through Ballingal Investment Advisors Ltd. ("BIA" or "BIAL")

BACKGROUND
I have 20+yrs experience in Asia doing alternative strategies (i.e. non-delta1 non long-only) in fixed income, equity derivatives, and activist/catalyst/event-driven and long-short equity strategies with most of that time spent managing money. 

4 years in fixed income macro, 8 years running internal hedge fund and 4yrs investment banking at Citi in Japan, 3 years running an Asia multi-strat portfolio at a hedge fund, 4+yrs as an independent special situations analyst.

Pan-Asia Catalysts/Events

Tokyo Kikai Seisakusho (6335) - Shareholders Approve Poison Pill

TOPIX Inclusion: Bull-Dog Sauce (2804) Is SUPER GREEN

Quiddity Advisors

Event-Driven

<ul>
<li>This is a PE Fund-sponsored MBO of a small Kyoto-based specialty chemicals manufacturer.</li>
<li>It is far less liquid than the market cap would suggest, which tells you something about the very un-transparent shareholder register. </li>
<li>This is theoretically an "independent" deal with a majority-of-minority but it will get done at a slightly too low price because of huge friendly shareholder base.</li>
</ul>


This is a PE Fund-sponsored MBO of a small Kyoto-based specialty chemicals manufacturer.
It is far less liquid than the market cap would suggest, which tells you something about the very un-transparent shareholder register. 
This is theoretically an "independent" deal with a majority-of-minority but it will get done at a slightly too low price because of huge friendly shareholder base.


Goo Chemical (4962 JP) MBO - Super Illiquid Kyoto-Based Specialty Chems Maker - A Done Deal