Pan-Asia Catalysts/Events, Quiddity Advisors

Travis Lundy

HK Type 4 license through Ballingal Investment Advisors Ltd. ("BIA" or "BIAL")

BACKGROUND
I have 20+yrs experience in Asia doing alternative strategies (i.e. non-delta1 non long-only) in fixed income, equity derivatives, and activist/catalyst/event-driven and long-short equity strategies with most of that time spent managing money. 

4 years in fixed income macro, 8 years running internal hedge fund and 4yrs investment banking at Citi in Japan, 3 years running an Asia multi-strat portfolio at a hedge fund, 4+yrs as an independent special situations analyst.

Pan-Asia Catalysts/Events

Quiddity Advisors

Event-Driven

<p>TSE-2 listed <a href="https://www.smartkarma.com/entities/17050" target="_blank" data-smartkarma-citation="entities:17050:1">eBASE Co Ltd (3835 JP)</a> announced on May 22 that it would do a <em>Tachiaigai Bunbai</em> 立会外分売 offering of 200k shares, offering a maximum of 200 shares each, between June 6 and June 9, 2017.  </p><div class="content-remarks"><p>A <em>Tachiaigai Bunbai </em>offering is a method allowing a company to offer a relatively small number of shares (usually &lt;5% of shares outstanding) to retail investors at a small discount without going through a formal underwriting process. The general practice is that a company will announce, with a week or…</p></div>

TSE-2 listed eBASE Co Ltd (3835 JP) announced on May 22 that it would do a Tachiaigai Bunbai 立会外分売 offering of 200k shares, offering a maximum of 200 shares each, between June 6 and June 9, 2017.  A Tachiaigai Bunbai offering is a method allowing a company to offer a relatively small number of shares (usually &lt;5% of shares outstanding) to retail investors at a small discount without going through a formal underwriting process. The general practice is that a company will announce, with a week or…

EBASE (3835 JP):  Likely Aiming at TSE Inclusion in Next Few Months

Ebase Co Ltd

EBASE (3835 JP): Likely Aiming at TSE Inclusion in Next Few Months