Pan-Asia Catalysts/Events, Quiddity Advisors

Travis Lundy

HK Type 4 license through Ballingal Investment Advisors Ltd. ("BIA" or "BIAL")

BACKGROUND
I have 20+yrs experience in Asia doing alternative strategies (i.e. non-delta1 non long-only) in fixed income, equity derivatives, and activist/catalyst/event-driven and long-short equity strategies with most of that time spent managing money. 

4 years in fixed income macro, 8 years running internal hedge fund and 4yrs investment banking at Citi in Japan, 3 years running an Asia multi-strat portfolio at a hedge fund, 4+yrs as an independent special situations analyst.

Pan-Asia Catalysts/Events

Carlyle Group Tender Offer for Seiko PMC (4963) At 89% Premium

SBI Affiliate To Buy 45-49% of E-Guardian (6050) In Partial Tender Offer

Quiddity Advisors

Event-Driven

<ul>
<li>When this was launched, it traded more volume than expected on the first day, then again on the second day. Since then it has traded cheap vs initial estimates.</li>
<li>A week after the launch, two separate Large Shareholder Filings came out. Those bear scrutiny.</li>
<li>The back end trade is still an interesting one in my opinion.</li>
</ul>


When this was launched, it traded more volume than expected on the first day, then again on the second day. Since then it has traded cheap vs initial estimates.
A week after the launch, two separate Large Shareholder Filings came out. Those bear scrutiny.
The back end trade is still an interesting one in my opinion.


E Guardian Inc

E-Guardian (6050) Partial Offer Update