Pan-Asia Catalysts/Events, Quiddity Advisors

Travis Lundy

HK Type 4 license through Ballingal Investment Advisors Ltd. ("BIA" or "BIAL")

BACKGROUND
I have 20+yrs experience in Asia doing alternative strategies (i.e. non-delta1 non long-only) in fixed income, equity derivatives, and activist/catalyst/event-driven and long-short equity strategies with most of that time spent managing money. 

4 years in fixed income macro, 8 years running internal hedge fund and 4yrs investment banking at Citi in Japan, 3 years running an Asia multi-strat portfolio at a hedge fund, 4+yrs as an independent special situations analyst.

Pan-Asia Catalysts/Events

Thoughts on Amazon –What Does Its Valuation Tells Us?

Netflix & Amazon Expand in Korea – Not a Coincidence

Okja: The Fight Between Netflix Vs. CJ CGV

Quiddity Advisors

Event-Driven

<ul>
<li>Just under two weeks ago, <a href="https://www.smartkarma.com/entities/axxzia-inc" target="_blank" data-smartkarma-citation="entities:31482:1" rel="noopener">AXXZIA Inc (4936 JP)</a> announced it had on that day (9 November) applied to move to TSE Prime from TSE Growth. </li>
<li>It's an interesting one because of the strange differential between "tradable shares" and "float."</li>
<li>After some study, I think this could be a TOPIX inclusion at end-Feb 2023, but there are steps to take between now and then. </li>
</ul>


Just under two weeks ago, AXXZIA Inc (4936 JP) announced it had on that day (9 November) applied to move to TSE Prime from TSE Growth. 
It's an interesting one because of the strange differential between "tradable shares" and "float."
After some study, I think this could be a TOPIX inclusion at end-Feb 2023, but there are steps to take between now and then. 


AXXZIA (4936 JP) - TOPIX Inclusion Is Likely In February