China

Haitong Securities Co., Ltd. offers securities services. The Company provides securities brokerage, asset management, securities investment, share transfer agency, and capital intermediary services. Haitong Securities focuses on  online brokerage, wealth management, and institutional investors.

Haitong Securities Co Ltd (A) (600837 CH)

China International Capital Corporation Ltd. (CICC) operates as an international investment bank. The Company provides financial services, including investment banking, capital markets, securities sales and trading, fixed income, asset management, and private equity. China International Capital also offers individual wealth management and research services.

China International Capital Corporation (3908 HK)

CSC Financial Co., Ltd. provides investment management services. The Company offers investment banking, wealth management, and trading and institutional client services. CSC Financial conducts its business in Hong Kong.

Caitong Securities Co.,Ltd. operates securities businesses. The Company provides securities brokerage, securities underwriting, asset management, credit trading, investment banking, and securities consulting services. Caitong Securities also conducts futures and fund management businesses.

Shenwan Hongyuan Group Co., Ltd. provides securities services. The Company offers securities brokerage, securities investment consulting, securities investment fund agency, securities asset management, and other services. Shenwan Hongyuan Group provides services in China.

China Galaxy Securities Co., Ltd. provides securities services. The Company provides securities underwriting, securities brokerage, securities investment advisory, securities transaction, and other services. China Galaxy Securities provides its services throughout China.

China Huarong Asset Management Co Ltd. provides a variety of financial services. The Company offers asset management, banking, securities services, financial leasing, trust services, and investment services. China Huarong Asset Management maintains branch locations throughout China.

Sinolink Securities Co., Ltd. brokers securities trading, trades securities, underwrites securities, provides securities custody services and financial advising services.

AnXin Trust Co., Ltd-A is a non-banking financial firm.  The Company's businesses include trust deposit, trust loan, securities trading, financing lease, securities underwriting, and other financial services. Through its subsidiaries, the Company also invests in real estate development.

Soochow Securities Company Limited provides securities-related services such as brokerage, investment and financial advisory, underwriting and sponsorship, proprietary trading, asset management and investment fund distribution. The Company also provides intermediary services to futures companies.

Moelis & Company is an investment bank. The Company provides financial advisory services and capital raising solutions to clients in connection with mergers, acquisitions, recapitalizations and restructurings. Moelis & Company offers its services worldwide.

Piper Sandler Cos operates as a financial services firm. The Company provides investment banking, mergers and acquisitions, equity and debt capital markets, private placements, restructuring, and financial advisory services to businesses, institutions, and individuals. Piper Jaffray serves customers worldwide.

Affiliated Managers Group, Inc. is a global asset management company that invests in boutique investment management firms.  The Company allows the firms in which it invests operational autonomy while providing assistance in strategic matters, marketing, distribution, product development, and operations.

Banca Generali S.p.A. is an Italian asset gathering company targeting affluent and private clients through a network of financial advisors, private bankers and relationship managers. Banca Generali provides a full range of banking services, asset management and insurance products, combining in-house expertise with a multi-brand offer for asset management products.

Financiere de Tubize SA is a holding company which invests in establishing, developing, controlling, and transforming companies.  The Company invests in the chemical, pharmaceutical and film sectors.

Investec PLC is an international specialist bank and asset manager.  The Group provides corporate and investment banking, private banking, securities trading, asset management, property trading and management and trade finance services. Dually-listed company with INL SJ.

EFG International AG is a bank holding company.  The Bank offers private banking and asset management services.

Investec Limited is an international investment and private banking group. The Group provides corporate and investment banking, private banking, securities trading, asset management, property trading and management and trade finance services.  Dually-listed company with INVP LN.

Nippon Life India Asset Management Limited operates as an investment management firm. The Company offers portfolio management, financial planning, mutual fund investment, and advisory services to individuals, institutions, trusts, and private funds. Nippon Life India Asset Management serves customers in India.

Nippon Life India Asset Management (NAM IN)

Janus Henderson Group plc operates as an investment management company. The Company provides investment advisors for equities, fixed income, property, and private equity sectors. Janus Henderson Group serves customers worldwide.

SDIC Capital Co.,Ltd operates finance investment and management businesses. The Company focuses on securities, trust, fund, futures, insurance, and other finance areas. SDIC Capital also conducts investment banking and other self operation businesses.

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