United Kingdom

Princess Private Equity Holding Ltd. is a closed-ended investment company incorporated in Guernsey.  The Fund invests in private equity and private debt investments. The Company seeks to provide shareholders with long-term capital growth and an attractive dividend yield in the mid to long-term.

The Brunner Investment Trust PLC is a closed-end fund incorporated in the United Kingdom. The aim of the Fund is to achieve a total return higher than that of the benchmark index of 30% for FTSE All share and 70% for the World ex UK (ex UK sterling adjusted) over the long term. The Fund invests in UK and international securities.

Tetragon Financial Group Limited is a closed-end investment company. The Company invests in a broad range of assets, including bank loans, real estate, equities, credit, convertible bonds and infrastructure and TFG Asset Management, a diversified alternative asset management business.

XPS Pensions Group PLC operates as an employee benefit consultancy firm. The Company offers pensions actuarial, administration, compliance, and advisory services. XPS Pensions Group serves customers in the United Kingdom.

Blackrock Throgmorton Trust PLC is an investment trust incorporated in the United Kingdom. The aim of the Fund is to provide shareholders with capital growth and an attractive total return from investment predominantly in listed UK smaller companies.

Close Brothers Group PLC is a specialist financial services group. The Company makes loans, trades securities and provides advice and investment management solutions to a wide range of clients. Close Brothers operates through three divisions: Banking, Securities and Asset Management.

Polar Capital Holdings PLC is an asset management group which provides a range of hedge funds and long only funds that are diversified by asset class and geographical location.

Impax Asset Management Group plc, through its subsidiaries, provides investment services to funds specializing in the environmental markets sector, with a focus on alternative energy, water, and waste sectors, primarily in the United Kingdom. It manages a range of funds and segregated accounts on behalf of institutional and private investors. The company was formerly known as Impax Group plc and changed its name to Impax Asset Management Group plc in October 2009. Impax Asset Management Group plc was founded in 1998 and is based in London, the United Kingdom.

BioPharma Credit PLC operates as a closed-ended investment company. The Company provides debt capital for the life sciences industry, as well as focuses on the investments in debt assets secured by royalties and other cash flows derived from sales of approved life sciences products.

IP Group PLC, through partnerships with research institutions, shares in revenue from the commercialization of research results. The Company provides seed capital and resources in return for equity in companies spun off as a result of research. IP Group has partnerships with the University of Oxford's Chemistry Department, the University of Southampton, and King's College London.

China Everbright Limited, through its subsidiaries, provides investment banking, commercial banking, corporate finance, and investment advisory services.  The Company also invests in properties and provides insurance, brokerage, secretarial, and money lending services.

Ares Acquisition Corporation operates as a blank check company. The Company aims to acquire one and more businesses and assets, via a merger, capital stock exchange, asset acquisition, stock purchase, and reorganization.

Avantax, Inc. operates as a technology-enabled financial service company. The Company offers financial advisory, wealth management, and retirement planning services, as well as tax-smart investing services. Avantax serves consumers, small businesses, and tax professionals in the United States.

Cosmopolitan International Holdings Limited, through its subsidiaries, trades securities and invests in properties.  The Company also provides high-speed wireless Internet access technology and property management system solutions.

Cosmopolitan International Holdings Limited (120 HK)

Cosmopolitan International Holdings Limited

JSW Holdings Limited is an investment holding company.  The Company invests in the shares of companies.

Daishin Securities Company offers securities trading, brokerage, and underwriting services to its clients.  The Company also provides various services, such as mutual fund and asset management, securities distribution, online trading, corporate finance, sale of beneficiary certificates, and investment information.

Guotai Junan International Holdings Ltd. is a securities brokerage house. The Company's services include securities and futures dealing and broking services for various financial markets, corporate finance and ECM services, asset and fund management services and financing services such as margin financing and other types of financing.

Religare Enterprises Limited is a holding company for one of India's diversified financial services groups. The Company offers an integrated suite of financial services through its underlying subsidiaries and operating entities, including loans to SMEs, capital markets, wealth management, life and health insurance, and asset management.

Centuria Capital Group manages a diversified portfolio of investment funds and offers financial  services.  The Company manages funds of unlisted property investments; and offers investment  bonds, education plans, insurance and home loans.

PT Pacific Strategic Financial Tbk provides equity and fixed income securities trading, consultations, underwriting and corporate finance services.

Molten Ventures PLC operates as a venture capital firm. The Company invests in high-growth technology companies. Molten Ventures serves clients in Europe.

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